Ronald N. Pelletier

Ron practices in the areas of commercial and securities litigation with an emphasis on broker liability claims and securities regulatory proceedings.

Before joining Harper Grey, Ron practiced with the firm Anderson & Galati and spent five years working in Toronto for the firm Borden Ladner Gervais and as Chief Counsel (Enforcement) for the Toronto Stock Exchange. 

Ron is Assistant Chair of our Commercial Litigation Practice Group.

Representative Client Work

  • Acting for individuals and corporations whose business involves providing investment advice and trading in securities and other financial products. This includes providing advice and representation in investigations by and proceedings before the Securities Commission and self-regulatory organizations such as the Investment Dealer’s Association, the Mutual Fund Dealer’s Association, and Regulation Services
  • Acting for plaintiffs and defendants in lawsuits against stockbrokers and their firms related to a variety of claims including negligent advice, unsuitable investments, unauthorized trading and breaches of fiduciary duty
  • Acting for directors and officers in claims based upon oppression, derivative actions, negligence, breach of fiduciary duties and regulatory proceedings

Professional & Civic Activities

  • Member, Canadian Bar Association

Bar & Court Admissions

  • Called to the Ontario Bar, 1998
  • Called to the Bar of British Columbia, 1991

Education

  • University of Alberta, B.Comm. (1985)
  • University of British Columbia, LL.B. (1990)

Practice Areas


Industry Areas


Law School

  • University of Alberta
  • University of British Columbia
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